The Ontario Securities Commission (OSC) is planning to focus on the ever-expanding list of mutual fund series, fee disclosure and the explanation of investment objectives in its current round of ...
A review of investment funds’ disclosure of their portfolio holdings finds that fund managers need to do a better job of providing transparency about their portfolios. In a staff notice published ...
The OSC has adopted the Rules of Procedure and Forms (Rules) and the Practice Guideline (Guideline). The objective of the Rules is to ensure that OSC proceedings are conducted in a just, expeditious ...